Alessio DI AMATO | Securities Law

cod. 0222400004

SECURITIES LAW

	0222400004
	DIPARTIMENTO DI SCIENZE ECONOMICHE E STATISTICHE

	STATISTICAL SCIENCES FOR FINANCE
	2015/2016

PERCORSO COMUNE

	OBBLIGATORIO
	YEAR OF COURSE 1
	YEAR OF DIDACTIC SYSTEM 2014
	SECONDO SEMESTRE

TEACHING UNITS

	SSD	CFU	HOURS	ACTIVITY	TYPE OF ACTIVITY
	IUS/05	10	60	LESSONS	COMPULSORY SUBJECTS, CHARACTERISTIC OF THE CLASS

PROFESSORS

	ALESSIO DI AMATO T Curriculum
	SIMONE CICCHINELLI Curriculum

	Objectives
	KNOWLEDGE AND UNDERSTANDING STUDENTS WILL DEVELOP AN ABILITY OF USE AWARE OF THE TECHNICAL ERMENEUTICHES AND OF CRITICAL ANALYSIS OF THE DISCIPLINE OF THE LAW OF FINANCIAL BROKERAGE AND LISTED COMPANIES, IN THEIR DIFFERENT ARTICULATIONS. IN SUCH WAY THEY WILL ACQUIRE SUITABLE CONCEPTUAL TOOLS TO FACE AN ECONOMIC REALITY JURIDICAL IN CONSTANT EVOLUTION. APPLYING KNOWLEDGE AND UNDERSTANDING THROUGH THE STUDY OF THE SUBJECT, STUDENTS WILL REFINE THEIR SENSITIVITY TO THE LEGAL ISSUES UNDERLYING THE LAW OF FINANCIAL BROKERAGE AND TO DEVELOP COGNITIVE TOOLS FOR THE INDIVIDUALIZATION OF THE MOST EFFICIENT SOLUTIONS. MAKING JUDGEMENTS STUDENTS IN VIRTUE OF THE ACQUIRED PROBLEMATIC METHODOLOGICAL APPROACH WILL HAVE MATURED AN INDIVIDUAL CRITICAL ABILITY AND THEY WILL BE ABLE SO TO ASSURE THAT THE ACTIVITY OF LAW OF FINANCIAL BROKERAGE, IN ITS EVERY PHASE, DEVELOPS IN CONFORMITY WITH THE IN FORCE DISCIPLINE. COMMUNICATION SKILLS STUDENTS WILL BE ABLE TO INTRODUCE AND TO EFFECTIVELY COMMUNICATE INSIDE THE FIRM THE RESULTS OF THEIR JOB (PERFORMANCE, REPORTING, ANALYSIS DOCUMENT HER, ETC.); TO DEDUCE THEIR POSITIONS AND TO COMMUNICATE, IN CLEAR AND EFFECTIVE WAY. LEARNING SKILLS STUDENT, ON THE BASE OF THE KNOWLEDGE MATURED OF THE INSTITUTES, IT WILL BE ABLE TO ANALYZE AND CORRECTLY TO FACE THE HETEROGENEOUS ACCADIMENTIS THAT WILL CHARACTERIZE THE ACTIVITY OF FINANCIAL INTERMEDIARIES AND LISTED COMPANIES. THE DISCENTIS WILL ALSO HAVE THE ABILITY TO DEVELOP AND TO DEEPEN THEIR COMPETENCES, THROUGH THE CONSULTATION OF DIDACTIC MATERIAL, AS THE BANKS GIVEN JURIDICAL.

KNOWLEDGE AND UNDERSTANDING
STUDENTS WILL DEVELOP AN ABILITY OF USE AWARE OF THE TECHNICAL ERMENEUTICHES AND OF CRITICAL ANALYSIS OF THE DISCIPLINE OF THE LAW OF FINANCIAL BROKERAGE AND LISTED COMPANIES, IN THEIR DIFFERENT ARTICULATIONS. IN SUCH WAY THEY WILL ACQUIRE SUITABLE CONCEPTUAL TOOLS TO FACE AN ECONOMIC REALITY JURIDICAL IN CONSTANT EVOLUTION.
APPLYING KNOWLEDGE AND UNDERSTANDING
THROUGH THE STUDY OF THE SUBJECT, STUDENTS WILL REFINE THEIR SENSITIVITY TO THE LEGAL ISSUES UNDERLYING THE LAW OF FINANCIAL BROKERAGE AND TO DEVELOP COGNITIVE TOOLS FOR THE INDIVIDUALIZATION OF THE MOST EFFICIENT SOLUTIONS.
MAKING JUDGEMENTS
STUDENTS IN VIRTUE OF THE ACQUIRED PROBLEMATIC METHODOLOGICAL APPROACH WILL HAVE MATURED AN INDIVIDUAL CRITICAL ABILITY AND THEY WILL BE ABLE SO TO ASSURE THAT THE ACTIVITY OF LAW OF FINANCIAL BROKERAGE, IN ITS EVERY PHASE, DEVELOPS IN CONFORMITY WITH THE IN FORCE DISCIPLINE.
COMMUNICATION SKILLS
STUDENTS WILL BE ABLE TO INTRODUCE AND TO EFFECTIVELY COMMUNICATE INSIDE THE FIRM THE RESULTS OF THEIR JOB (PERFORMANCE, REPORTING, ANALYSIS DOCUMENT HER, ETC.); TO DEDUCE THEIR POSITIONS AND TO COMMUNICATE, IN CLEAR AND EFFECTIVE WAY.
LEARNING SKILLS
STUDENT, ON THE BASE OF THE KNOWLEDGE MATURED OF THE INSTITUTES, IT WILL BE ABLE TO ANALYZE AND CORRECTLY TO FACE THE HETEROGENEOUS ACCADIMENTIS THAT WILL CHARACTERIZE THE ACTIVITY OF FINANCIAL INTERMEDIARIES AND LISTED COMPANIES. THE DISCENTIS WILL ALSO HAVE THE ABILITY TO DEVELOP AND TO DEEPEN THEIR COMPETENCES, THROUGH THE CONSULTATION OF DIDACTIC MATERIAL, AS THE BANKS GIVEN JURIDICAL.

	Prerequisites
	PRIVATE LAW - COMMERCIAL AND CORPORATE LAW

	Contents
	INTRODUCTION TO THE DISCIPLINE OF FINANCIAL MARKETS. CONSOB E BANK OF ITALY. THE APPEAL BY THE PUBLIC.CORPORATE INFORMATION. LISTED COMPANIES.THE DISCIPLINA MARKET ABUSE. FINANCIAL INSTRUMENTS. AUTHORISED PERSONS.SERVICES AND INVESTMENT ACTIVITIES. CROSS-BORDER OPERATION. OFF-SITE. INVESTOR PROTECTION. ASSET MANAGEMENT. INJUNCTIVE RELIEF AGAINST INTERMEDIARIES CRISIS.

	Teaching Methods
	FRONTAL LESSONS, SEMINARS, EXERCISES, DISCUSSIONS IN THE CLASSROOM, INDIVIDUAL PROBLEM SOLVING.

	Verification of learning
	THE EXAMINATION FORESEES THE CARRYING OUT OF A POSSIBLE FIRST WRITTEN TEST INTERVENED, AROUND HALVES THE SEMESTER, OF A POSSIBLE SECOND TEST WRITTEN AT THE END OF THE COURSE AND ORAL FINAL EXAMINATION. FOR STUDENTS NOT ATTENDING THE LESSONS, ORAL EXAMINATION ONLY.

	Texts
	F. ANNUNZIATA, LA DISCIPLINA DEL MERCATO MOBILIARE, GIAPPICHELLI, LAST EDITION, (CHAPTER I, II, III, IV, V, VI, VII, VIII, IX, X, XI, XV, XVI, XVII, XVIII) S. AMOROSINO, MANUALE DI DIRITTO DEL MERCATO FINANZIARIO, GIUFFRÈ, LAST EDITION (PART I (ALL); PART II(ALL); PART IV (ALL); PART V (ONLY CAP. I).

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Alessio DI AMATO | Securities Law