FINANCIAL MARKET LAW

Gianfranco LIACE FINANCIAL MARKET LAW

0160100427
DEPARTMENT OF LAW
EQF7
LAW
2023/2024

YEAR OF DIDACTIC SYSTEM 2012
AUTUMN SEMESTER
CFUHOURSACTIVITY
872LESSONS
Objectives
THE COURSE AIMS TO PROVIDE THE BASIC KNOWLEDGE RELATING TO FINANCIAL MARKET CONTRACTS, DEVELOPING THE ABILITY TO CORRECTLY IDENTIFY THE REFERENCE STANDARDS IN A PARTICULARLY COMPLEX AND CONTINUOUSLY CHANGING OVERVIEW OF SOURCES.

THEREFORE, THE TRAINING PATH IS ORIENTED TO ALLOW THE STUDENT TO USE THE BASIC KNOWLEDGE ACQUIRED TO CARRY OUT, IN AN INDEPENDENT WAY, IN-DEPTH SPECIFICATIONS IN RELATION TO CASES, SELECTING THE PROBLEMS AND REGULATIONS PROPERLY APPLICATIONS.
PARTICULAR ATTENTION WILL BE GIVEN TO ALTERNATIVE DISPUTE RESOLUTION SYSTEMS AND IN PARTICULAR TO ACF DECISIONS.
Prerequisites
PRIVATE LAW INSTITUTIONS IS RECOMMENDED
Contents
IL DIRITTO DEI MERCATI FINANZIARI E LA DISCIPLIA DEGLI STRUMENTI
I CONTRATTI DI INVESTIMENTO
LE REGOLE DI CONDOTTA
IL CONFLITTO DI INTERESSI
IL DIRITTO DI RECESSO
LA RESPONSABILITÀ SOLIDALE TRA INTERMEDIARIO E CONSULENTE FINANZIARIO
I CONTRATTI DERIVATI
I PRODOTTI ILLIQUIDI
LE POLIZZE UNITE E INDEX LINKED
L’ACF
IL FONDO INDENNIZZO RISPARMIATORI
I CONTRATTI DI INVESTIMENTO E LA FINANZA COMPORTAMENTALE
Teaching Methods
THE TEACHING IS DIVIDED INTO:
1.FRONTAL LESSONS ON ALL TOPICS OF THE COURSE;
2.EXERCISES;
3.SIMULATION OF PRACTICAL CASES;
4.SEMINARS.
Verification of learning
THE EXAM IS ORAL AND IT FOCUSES ON THE PROGRAM INDICATED ABOVE.
THE FINAL TEST AIMS TO ASCERTAIN:
A)THE LEVEL OF KNOWLEDGE AND UNDERSTANDING REACHED BY THE STUDENT ON THE THEORETICAL AND METHODOLOGICAL CONTENTS INDICATED IN THE PROGRAM;
B)THE VERIFICATION OF CAPACITY OF THE SYSTEMATIC PLACEMENT OF THE INSTITUTES STUDIED, THE INTERPRETATION OF THE NORMATIVE SOURCES; AND THE FORMULATION AND DISCUSSION ABOUT EXEGETICAL AND APPLICATIVE QUESTIONS.
FINAL EVALUATION: EXAM GRADE.
IN THE EVENT OF AN INTERMEDIATE EXEMPTION TEST, THE RELATIVE EVALUATION CONTRIBUTES TO DETERMINING THE FINAL MARK. THE STUDENT IS ENTITLED TO ASK NOT TO TAKE INTO ACCOUNT THE EVALUATION OF THE INTERMEDIATE TEST, TAKING THE ENTIRE EXAM.
Texts
G. LIACE, DIRITTO DEI MERCATI FINANZIARI. LA DISCIPLINA DEI CONTRATTI DI INTERMEDIAZIONE FINANZIARIA, IL MULINO, 2023.
More Information
IT’S HIGHLY RECOMMENDED FOR THE STUDENTS TO USE A CIVIL CODE WITH COMPLEMENTARY LAWS. (TUB AND TUF).
DE NOVA, CODICE CIVILE E LEGGI COLLEGATE, ZANICHELLI
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