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FINANCIAL MARKET LAW

Gianfranco LIACE FINANCIAL MARKET LAW

0112100027
DEPARTMENT OF LAW
EQF6
BUSINESS AND NEW TECHNOLOGIES LAWYER
2024/2025

YEAR OF COURSE 3
YEAR OF DIDACTIC SYSTEM 2020
AUTUMN SEMESTER
CFUHOURSACTIVITY
636LESSONS
GIANFRANCO LIACE T Curriculum
Objectives
THE COURSE AIMS TO PROVIDE BASIC KNOWLEDGE RELATING TO THE DISCIPLINE OF FINANCIAL MARKET CONTRACTS, DEVELOPING THE ABILITY TO IDENTIFY, CORRECTLY, THE REFERENCE RULES IN A PARTICULARLY COMPLEX AND CONTINUALLY CHANGING VIEW OF SOURCES.
THE TRAINING COURSE, THEREFORE, IS ORIENTED TO ALLOW THE STUDENT TO USE THE BASIC KNOWLEDGE ACQUIRED TO CARRY OUT, IN AN INDEPENDENT WAY, INSIGHTS SPECIALLY IN RELATION TO CONCRETE CASES, APPROPRIATELY SELECTING THE REFERENCE LEGISLATION AND THE RELATED EXEGETICAL PROBLEMS E APPLICATIONS .
PARTICULAR ATTENTION WILL BE PAID TO ALTERNATIVE DISPUTE RESOLUTION SYSTEMS AND IN PARTICULAR TO THE ACF DECISIONS
Prerequisites
NO PREREQUISITES
Contents
FINANCIAL MARKET LAW AND INSTRUMENTS DISCIPLINE
INVESTMENT CONTRACTS
THE RULES OF CONDUCT
THE CONFLICT OF INTEREST
THE RIGHT OF WITHDRAWAL
JOINT RESPONSIBILITY BETWEEN INTERMEDIARY AND FINANCIAL CONSULTANT
DERIVATIVE CONTRACTS
ILLIQUID PRODUCTS
UNITED AND INDEX LINKED POLICIES
THE ACF
THE SAVERS COMPENSATION FUND
INVESTMENT CONTRACTS AND BEHAVIORAL FINANCE
Teaching Methods
THE TEACHING IS DIVIDED INTO:
A) LECTURES ON ALL TOPICS OF THE COURSE;
B) EXERCISES;
C) SIMULATION OF PRACTICAL CASES;
D) SEMINARS.
Verification of learning
THE EXAM IS ORAL AND CONCERNS THE PROGRAM INDICATED ABOVE.
THE FINAL TEST INTENDS TO ASSERT:
A) THE LEVEL OF KNOWLEDGE AND ABILITY TO UNDERSTAND REACHED BY THE STUDENT ON THE THEORETICAL AND METHODOLOGICAL CONTENTS INDICATED IN THE PROGRAM;
B) VERIFICATION OF THE ABILITY: FOR SYSTEMATIC PLACEMENT OF THE INSTITUTIONS SUBJECT TO THE STUDY; OF INTERPRETATION OF REGULATORY SOURCES; OF FORMULATION AND DISCUSSION OF EXEGETIC AND APPLICATIVE QUESTIONS.
HOW THE FINAL ASSESSMENT IS MADE: EXAM MARK.
IN THE CASE OF AN INTERMEDIATE EXEMPTION TEST, THE RELATIVE EVALUATION HELP TO DETERMINE THE FINAL MARK. IT IS THE STUDENT'S RIGHT TO ASK NOT TO TAKE THE ASSESSMENT OF THE INTERMEDIATE EXAM INTO ACCOUNT BY TAKEING THE ENTIRE EXAM
Texts
G. LIACE, DIRITTO DEI MERCATI FINANZIARI. LA DISCIPLINA DEI CONTRATTI DI INTERMEDIAZIONE FINANZIARIA, IL MULINO, 2023.
More Information
STUDENTS ARE RECOMMENDED TO USE AN UPDATED CIVIL CODE WITH COMPLEMENTARY LAWS (TUB AND TUF).
DE NOVA, CIVIL CODE AND RELATED LAWS, ZANICHELLI, LATEST EDITION
Lessons Timetable

  BETA VERSION Data source ESSE3 [Ultima Sincronizzazione: 2024-11-18]